Redcliffe Trainer 85

With over 20 years of training experience in financial services, Redcliffe's CASS training leader is well-placed to support you across compliance-related topics.

He is a former Head of Education for HSBC covering the UK and Europe. In this role, he was responsible for regulatory and financial crime-related compliance learning. His time at HSBC was during intense scrutiny from regulators and government functions during the bank’s Deferred Prosecution Agreement.

His other roles include leading the Monitoring and Testing programme for a UK Wealth Manager. As well as the Senior Vice President responsible for Global Risk & Compliance training at a US-based bank.

He worked in the Insurance Firms division at the Financial Conduct Authority (in the FSA days). Here, he was the divisional expert for the FCA CASS rules and outcomes required under the Training & Competence handbook. The HSBC role and five years at Barclays in their Private Clients and Wealth functions include retail, commercial, wholesale and private banking channels.

Since leaving HSBC, he has worked with the compliance, HR and operational teams of firms. He has helped enhance their regulatory understanding. He has also delivered content to private equity firms, investment houses, banks and wealth managers.

He often delivers core programmes for TISA and the Investment Association. Our CASS course trainer is a former member of the Investment Management Association Training & Education Committee. He won the Thomson Reuters award for “Most Effective Compliance Training at a Regulated Firm” in 2010.