Redcliffe Trainer 39

Our compliance risk framework expert has over 30 years of experience within the financial services sector. He specialises in regulatory and financial crime compliance.

He served as the Head of Education for HSBC, covering the UK and Europe. He was responsible for compliance learning during the bank’s Deferred Prosecution Agreement. His career includes tenures at Barclays within the Private Clients and Wealth functions, and a Senior Vice President role at a major US-based bank, leading Global Risk & Compliance training.

He brings significant technical expertise from his time at the Financial Conduct Authority Insurance Firms division. During this period, he served as the divisional expert for the rules and outcomes required under the Training & Competence handbook. Additionally, his background in the second line of defence includes leading the Monitoring and Testing programme for a prominent UK Wealth Manager, providing him with a comprehensive view of the practical application of compliance frameworks.

Our trainer’s delivery style is shaped by his extensive experience working across retail, commercial, wholesale, and private banking channels. He has a proven track record of collaborating with compliance, HR, and operational teams to enhance regulatory understanding across private equity firms, investment houses, and wealth managers.

A former member of the Investment Management Association Training & Education Committee, he was also the recipient of the 2010 Thomson Reuters award for “Most Effective Compliance Training at a Regulated Firm”.