Redcliffe Trainer 197

With over 20 years of training experience in financial services, our expert is well placed to support professionals across a range of compliance-related topics. A former Head of Education for HSBC covering the UK and Europe, he was responsible for regulatory and financial crime-related compliance learning. His time at HSBC was during intense scrutiny from regulators and government functions during the bank’s vulnerable customers banking for a Deferred Prosecution Agreement.

Other roles include leading the Monitoring and Testing programme for a UK Wealth Manager, and Senior Vice President responsible for Global Vulnerable Risk & Compliance training at a US-based bank. This specialist also worked in the Insurance Firms division at the Financial Conduct Authority (in the FSA days). Here, he was the divisional expert for the rules and outcomes required under the Training & Competence handbook.

Since leaving HSBC, the trainer has worked with compliance, HR and operational teams of firms to enhance regulatory understanding. He delivers training across private equity firms, investment houses, banks and to wealth managers.

A former member of the Investment Management Association Training & Education Committee, he won the Thomson Reuters award for “Most Effective Compliance Training at a Regulated Firm” in 2010.