Redcliffe Trainer 196

With over 20 years of experience in financial services, Redcliffe's failure to prevent fraud training specialist is well placed to support you across a range of compliance-related topics.

He is a former Head of Education for HSBC covering the UK and Europe. Here, he was responsible for regulatory and financial crime-related compliance learning. His time at HSBC was during intense scrutiny from regulators and government functions during the bank’s Deferred Prosecution Agreement.

His other roles include leading the Monitoring and Testing programme for a UK Wealth Manager, and Senior Vice President responsible for Global Risk & Compliance training at a US-based bank. He also worked in the Insurance Firms division at the Financial Conduct Authority (FCA). he was the divisional expert for the rules and outcomes required under the Training & Competence handbook. This, along with five years at Barclays in their Private Clients and Wealth functions.

He has worked with retail, commercial, wholesale and private banking channels. Since leaving HSBC, he has worked with the compliance, HR and operational teams to enhance their regulatory understanding, as well as delivering content to private equity firms, investment houses, banks and wealth managers. Our course leader also delivers core programmes for TISA and the Investment Association.

He is a former member of the Investment Management Association Training & Education Committee and won the Thomson Reuters award for “Most Effective Compliance Training at a Regulated Firm” in 2010.