Redcliffe Trainer 132

With over 20 years of training experience dedicated to financial services, our specialist is well-placed to support professionals across a range of compliance-related topics, including Redcliffe’s MiFID II course. He is a former Head of Education at HSBC, responsible for regulatory and financial crime compliance training across the UK and Europe. His tenure coincided with a period of heightened regulatory scrutiny, including the bank’s Deferred Prosecution Agreement.

Other roles include leading the Monitoring and Testing programme for a UK Wealth Manager, and Senior Vice President responsible for Global Risk & Compliance training at a US-based bank. Our expert has also served in the Insurance Firms Division at the Financial Conduct Authority (formerly the FSA), where he was the divisional specialist for the rules and outcomes set out in the Training & Competence handbook. His regulatory insight informs the development of high-quality programmes, including MiFID II courses.

The HSBC role, along with five years at Barclays in their Private Clients and Wealth functions, has seen this specialist work with retail, commercial, wholesale and private banking channels. Since leaving HSBC, he has worked with compliance, HR and operational teams of firms to enhance their regulatory understanding. He has delivered content across private equity firms, investment houses, banks and wealth managers and regularly delivers core programmes for TISA and the Investment Association.

This regulatory expert is a former member of the Investment Management Association’s Training & Education Committee and was the recipient of the Thomson Reuters award for “Most Effective Compliance Training at a Regulated Firm” in 2010. He brings this experience to the design and delivery of high-quality regulatory programmes, including MiFID II training.